Privacy Policy
Broker Check

1943 Morrill Street Suite 1 | Sarasota, FL 34236 Contact Us

9240 Bonita Beach Rd Suite 2211 | Bonita Springs, FL 34135

Privacy Policy

In order to facilitate the servicing of your account, the Advisor may receive nonpublic personal information about you from the following sources:

  • Information we receive from you on questionnaires, applications, account opening documents or other forms;
  • Information about your transactions with us or others;
  • Information we receive from a consumer reporting agency; and
  • Information we received from other sources with your consent

We do not disclose any nonpublic personal information about you to anyone, except as permitted by law.  Such disclosure may include the following:

  • Disclosures to affiliates, including affiliated service providers (for example, insurance agencies for processing of variable insurance applications on your behalf);
  • Disclosures to your chosen broker-dealer firm (for example, to establish a brokerage account on your behalf);
  • Disclosures to government agencies, securities regulators and law enforcement officials (for example, for tax reporting, under a court order or to protect our legal rights);
  • Disclosures to other organizations, with your consent (for example, other investment advisor firms in order to open a managed account with their firm or the brokerage firm they utilize); and
  • Disclosures to other persons you authorize to obtain such information (for example, a CPA who will be preparing your tax return).

The Advisor restricts access to your personal and account information to those of its employees who need to know that information to provide products or services to you.  The Advisor maintains physical, electronic, and procedural safeguards to guard your nonpublic personal information.

We will continue to adhere to the privacy policies and practices as described in this notice if you decide to close your account(s) or become an inactive customer.

If you have any questions concerning the Advisor’s privacy policies and procedures, please feel free to contact us.